Mamani case plaintiffs and legal counsel

US Court revives case against Gonzalo Sánchez de Lozada, widens accountability for extrajudicial killings

The US Court of Appeals of the Eleventh Circuit in Miami issued a major ruling that brings us closer to justice for the killings during in the 2003 “Gas War” protests. Bolivian President Gonzalo (“Goni”) Sánchez de Lozada and Defense Mininister Carlos Sánchez Berzaín both fled to exile in the United States after the deaths of over 70 protesters failed to quash widespread protests. For the last thirteen years, a legal team including Bolivian human rights lawers, the Center for Constitutional Rights, Harvard Law School’s International Human Rights Clinic, and DC-based Akin Gump have pursued the two former officials for civil accountability in the United States.

The plaintiffs, surviving relatives of eight people killed during the 2003 protests, sued the two officials in US civil court under the Torture Victims Protection Act. In March 2018, the case, Mamani et. al v. Sánchez de Lozada and Sánchez Berzaín became the first time that a former head of state was brought to trial for human rights violations in a United States court. A month later, a jury a United States jury found the defendants liable under the Torture Victims Protection Act and not liable under a wrongful death claim. They entered a judgment of $10 million for the eight deaths. But Judge James I. Cohn set aside the jury’s ruling in May 2018, finding that the jury could not have lawfully reached its conclusion. (Full chronologies from the Center for Constitutional Rights and Harvard Human Rights Program.)

Today, the 11th Circuit Appeals Court dramatically reversed that ruling and issued a dramatic endorsement of the plaintiffs’ long quest for justice. The ruling:

  1. Vacates the judge’s move to set aside the verdict, and imposes a new standard for judgement.
  2. Makes an explicit case that a reasonable jury could have found the defendants liable.
  3. Clarifies a broader standard for defining “extrajudicial killings” under the TVPA—based on the indiscriminate use of force—that can be used going forward.
  4. Opens the door for a new trial on the wrongful death claims by ruling that inadmissible hearsay (from US government cables) was provided to the jury improperly.

The plaintiffs clearly recognize Monday’s ruling as a victory. “This is such wonderful news,” said Sonia Espejo, whose husband Lucio was killed in the 2003 Massacre. “We have fought for so long. We will continue fighting, but for today, I feel happy. I feel calm,” according to their joint press release.

Beyond the renewed possibility that Sánchez de Lozada and Sánchez Berzaín will have to pay (in a material sense) for coordinating the deadliest crackdown on protesters in Bolivia’s democratic era, the ruling offers both a significant increment in the willingness of US courts to hold human rights abuses accountable and direct validation of the loss suffered and grief endured by the families that brought the case.

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Research paper: 2003 Gas War and 2019 crisis were deadly, exceptional periods in Bolivian democracy

My analysis, “Mass Protest and State Repression in Bolivian Political Culture: Putting the Gas War and the 2019 Crisis in Perspective,” has just been released as part of the HRP Research Working Paper Series by the Human Rights Program at Harvard Law School. The paper uses quantitative analysis based on a comprehensive database of deaths in Bolivian political conflict since 1982 and a qualitative examination of the range of protest tactics and political actors’ acceptance of or willingness to repress mass protest.

Overall, Bolivia has a political culture of frequent mass participation in disruptive protest, which is reflected in laws, legal precedents, traditions of tolerance, popular attitudes toward protest and repression, and the words and actions of politicians and other leaders. For nearly a century, many Bolivian government leaders have claimed their legitimacy as representatives of recent outbursts of mass protest, but this history has been interrupted many times by military and authoritarian rulers who cracked down on protest. During the shorter, but current period of electoral democracy (since 1982), politicians of various political stripes have contrasted their values and actions with those of the pre-1982 dictatorships, creating a certain space for protest and an incomplete but nonetheless real aversion to deadly repression of protest.

However, there are now two exceptional moments that burst the bounds on deadly repression: the 2003 Gas War and the 2019 political crisis that saw the overthrow of Evo Morales. The white paper examines each of them in detail. In 2003, President Gonzalo Sánchez de Lozada moved to criminalize longstanding forms of protest, and orchestrated a military response that directly killed at least 59 civilians. In 2019, three weeks of dueling protests over the October 20 election prompted Morales’ November 10 resignation under pressure from security forces. After Morales’ ouster both military commanders and interim president Jeanine Áñez presided over deadly repression.

Bolivia’s post-Evo crackdown broke limits on state repression

Regarding 2019, my quantitative analysis found:

  • At least 37 people were killed in this conflict, the first death was caused on October 29, and the last so far on November 19. This includes the deaths of two individuals after hostilities had ceased.
  • Four of the deaths were caused by civilian supporters of Evo Morales before he resigned, while one pro-Morales journalist suffered a likely fatal beating.
  • Seven civilians and two police officers died during two days of interim military rule.
  • Finally, twenty-three civilians were killed after the swearing in of President Jeanine Áñez, all but one of them by joint military-police operations in response to protests. The massacres at Sacaba (nine killed on November 15) and Senkata (11 killed on November 19) were the deadliest incidents of state violence since 2003, and of violence of any kind since 2008.
  • Overall, state security forces were responsible for at least 25, and as many as 28 deaths in the aftermath of Evo Morales’ ouster. In ten days, the police and military killed more protesters than they had in the final ten years of Morale’s rule (21), and nearly as many as in his entire administration (33).

These sharp differences in death toll reflect the importance of presidential decisionmaking, policing policy and human rights guarantees in human rights outcomes. The military leadership and President Áñez both decisively reversed the order given by President Carlos Mesa in January 2005 to restrict military involvement in policing protest. Áñez also signed Supreme Decree 4078, which exempted the military from criminal prosecution for actions carried out during the nationwide crackdown.

The 2003 Gas War was an exceptional episode of state repression

The bulk of the white paper presents and extends the results of a report I drafted as an expert witness for the plaintiffs in the Mamani et al v. Sánchez de Lozada and Sánchez Berzaín case before the United States Federal Court for the Southern District of Florida. My goal in that report was to examine and contextualize the Bolivian government’s use of repressive force in response to protest during the September–October 2003 mass mobilization, popularly known as the Gas War.

What follows is a summary of the argument:

  1. Bolivia has a highly contentious political culture marked by high levels of participation in protest, high levels of involvement in large grassroots organizations, frequent intervention of these organizations in matters of public policy, and the expectation that governments will negotiate with, rather than criminalize or physically disperse, protesters.
  2. Frequent, disruptive protest is the norm in Bolivia’s political culture. The September–October 2003 protests were largely comprised of common elements within Bolivia’s so-called repertoire of contention.
  3. Bolivian legal traditions authorize the country’s widespread unionization, its variety of civil society organizations, and these organizations’ unusually broad right to engage in disruptive strikes. Informally, policing and prosecutorial practice have usually respected these rights during the democratic period. When they occur, large deployment of force by the police or army may attract public criticism.
  4. The events of September and October 2003, while larger in scale than in prior years, generally involved the use of tactics within the Bolivian repertoire of contention, and were conducted in the expectation of negotiating with the Sánchez de Lozada government. Calls for the president’s resignation were also consistent with longstanding political traditions.
  5. The police and military response to the September and October 2003 protests is a quantitative outlier, far outside the general approach of Bolivian democratic governments in its lethality. This is true even though other democratically elected presidents have faced more frequent and more intense protests.
  6. In the current democratic era, other Bolivian presidents have responded to large-scale and highly disruptive protests by exercising greater restraint, avoiding or limiting bloodshed. The impulse to do so is an important part of Bolivia’s post-dictatorship democratic political culture.

The Evo Morales years saw far less direct state violence

Evo Morales, who was elected by a 54% majority in December 2005 in the wake of the political upheaval reflected in the 2003 Gas War, went on to become the longest-serving president in Bolivia’s history, serving for nearly 14 years. Ultimately, 138 people would die in social movement-related events during the Morales years, a close runner-up to Gonzalo Sánchez de Lozada’s fourteen-month death toll of 139. However, in nearly all other respects, the Morales years were quantitatively very different from Sánchez de Lozada, and more in line with the 1982–1999 period of limited violence in Bolivian political life. Under Morales (as well as under Carlos Mesa), state security forces killed less often and were responsible for a smaller share of deaths than even during the relatively calm 1982–2000 years. In no single incident did security forces under Evo Morales kill more than four civilians.

Partisan political conflict among civilians resulted in twenty-six deaths during the Morales years, many more than in prior decades. Responsibility for these deaths was evenly split between Morales’ supporters and opponents. The increased frequency of such violence set the stage for the seven civilian-on-civilian killings during the 2019 crisis. During the crisis, the Morales government exercised restraint over the security forces and publicly announced its refusal to confront mutinying police. After Morales’ overthrow, a different and more deadly situation would rapidly emerge.